Enhanced Due Diligence Analyst

Job title:

Enhanced Due Diligence Analyst

Company

Interactive Brokers

Job description

EDD AnalystAll of our roles are Hybrid – 3 days in the OfficeOffice Location – North Dock One, 91/92 North Wall Quay, Dublin, D01 H7V7Interactive Brokers Ireland Ltd. IBIE is looking for EDD analysts to conduct enhanced due diligence reviews on existing higher risk customer accounts and who want to gain exposure to a business that is offering a wide range of products to a broad range of client types all around the world.Your Responsibilities

• Conducting due diligence and enhanced due diligence on certain existing accounts and associated entities/persons on a periodic or event-triggered basis. This will include higher risk accounts, intermediaries and PEP relationships
• The EDD tasks will include conducting and critically evaluating the relevance of information identified through public domain searches for negative information;

• checks against customers and associated entities/persons in the Offshore Leaks Database;
• review of any past or pending Regulatory inquiries related to customer accounts; and
• review of cashiering activity, including deposits, withdrawals and wire transfers, to identify suspicious activity
• Additionally, the analysts will be responsible to verify high risk clients’ source of funds/wealth information through online searches or other documentation, and critically evaluating the strength of information on file evidencing beneficial ownership and control, seeking additional information where required
• Evaluate, resolve, or make recommendations on, negative news or red flags or potential PEP matches escalated by New Accounts Team
• Prepare Suspicious Activity Reports
• Work closely and in a coordinated fashion with the AML and Trade Surveillance Teams, and the AML Special Investigations Team

Your Qualifications

• University degree or higher qualification.
• 1-3 years of broad experience and familiarity with on-boarding or reviewing high risk client relationships and carrying out EDD, preferably gained in a wealth, broking or corporate banking environment
• Exhibit good working knowledge of EU regulations related to AML, Sanctions and EDD requirements
• Prior experience in a highly automated environment and/or high degree of comfort with computers and technology
• Intermediate experience with MS Outlook, MS Word, and MS Excel
• Personality: Show distinct strategic and critical thinking, work through ambiguity and pay attention to detail
• Highly self-motivated and with the ability to work in a small team and independently

Preferred Qualifications

• Certified Anti-Money Laundering Specialist (CAMS) or similar ICA Diploma is preferred. IBIE will strongly support all AML personnel to obtain relevant qualifications
• If you are motivated, have strong initiative, are analytical and methodical; we can offer you a position that will both challenge and reward you while becoming part of a team that is building one of the world’s strongest brokerage brands.

#LI-RB1Company OverviewInteractive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.Barron’s has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

Expected salary

Location

Dublin

Job date

Fri, 30 Aug 2024 23:05:03 GMT

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