Quest Recruitment
Job title:
Senior Compliance Analyst – ManCo
Company
Quest Recruitment
Job description
About the jobMy client is seeking a Senior Compliance Analyst. The successful candidate will play a crucial role in ensuring that our operations comply with all relevant regulations and internal policies. This position offers an exciting opportunity to work in a dynamic environment and contribute to the success of our organization.Your Role:
- Review and analyse correspondence received from third parties such as the Central Bank of Ireland and service providers to ensure timely allocation and response.
- Conduct daily oversight of the investment monitoring process, and escalate where applicable.
- Oversee and maintain the core compliance regulatory registers; Breaches, Complaints, Errors.
- Complete reviews as allocated from the compliance monitoring programme and ensure they are completed within the required time frame. Follow-up implementation of findings / recommendations e.g. AML, AIFMD, UCITS, Outsourcing as well as deliverables for market units.
- Develop a strong understanding of the business, operating environment and fund structures.
- Liaise with the Compliance Team on the development and implementation of its compliance training programme.
- Review and monitor employee Code of Conducts and maintain register for completion by new employees and annual attestation.
- Preparation and facilitation of materials for reporting to the Board on a monthly and quarterly basis.
- Preparation of monthly and quarterly Compliance reporting.
- Responsibility for CBI filings/reports
- Collaborate with the Compliance team and cross company teams on any ad-hoc projects / requests.
- Work with the Compliance team to develop effective controls, processes and procedures
- Assist with reviewing and updating risk assessments.
- Review and maintain documentation such as the Compliance Manual, Policies and Procedures and ensure documents are periodically reviewed and version controlled.
- Co-ordinate information requests for Themed Inspections from the CBI; other information requests and PRISM interviews.
- Review AML/CTF risk assessments and provide support to the MLRO to conduct AML monitoring activities.
What you will bring to the table:
- 3-5 years’ Investment Funds Services industry experience in Europe essential.
- Deep understanding of UCITS, AIFMD, EU and Central Bank of Ireland regulatory requirements essential.
- Knowledge and practical experience of the Irish Funds regulatory environment, applicable laws, rules and standards with dedication to continue to develop within this subject matter.
- Third level degree in Finance or related field desirable.
- Compliance qualification preferable.
- Proven experience in Compliance or related area.
What Now?For a confidentiality assured chat, call Anthony now on 01 676 0505 and click apply below.Voted Best in Practice Accounting & Finance 2022, 2017, 2015 as well as 2013 & 2012, Quest is a team of experienced and professional Financial Recruiters dedicated to recruiting Financial Services Professionals. Our reputation for consistent delivery and extensive industry knowledge is second to none. We continue to look to the future; striving to improve continuously on our quality of service and passion for delivery
Expected salary
Location
Dublin
Job date
Sun, 24 Mar 2024 07:59:27 GMT
To help us track our recruitment effort, please indicate in your email/cover letter where (jobsnear.org) you saw this job posting.