Compliance Assurance Analyst

Irwin Mitchell

Job title:

Compliance Assurance Analyst

Company

Irwin Mitchell

Job description

We’re a national law firm with a local reach. But we’re more than just a law firm – we’re a team of people working together to help individuals and businesses navigate life’s ups and downs. Working here you’ll feel a part of our friendly and inclusive environment.We’ll value you for who you are and what you bring. We support each other and push boundaries to achieve incredible things and make a real difference to our clients and communities.We’re always looking to support our colleagues in working in a way that best works for them. Please speak to one of our Talent Acquisition Team to find out more information about our flexible working arrangements.Your Role and What You’ll Be DoingWe are seeking a Compliance Assurance Analyst to join our team. In this high-visibility role, you will work closely with partners and decision makers across the firm to ensure compliance with internal policies, procedures, and regulatory requirements.Responsibilities:

  • Conduct compliance assurance reviews based on firm policies and procedures.
  • Evaluate case files for compliance with regulations and controls.
  • Prepare and lead compliance assurance meetings with senior managers.
  • Create detailed reports summarizing outcomes and recommendations.
  • Address process and file conduct failures, escalating as needed.
  • Collaborate with internal and external stakeholders.
  • Support process and control improvements.
  • Assist with external audits.

About YouQualifications:

  • Practical experience in internal compliance assurance (legal or financial services).
  • Strong report writing skills and attention to detail.
  • Ability to work with colleagues at all levels.
  • Internal audit or compliance qualifications desirable.

If you’re passionate about maintaining compliance standards and contributing to our success, we encourage you to apply!Our Benefits – What We Can Offer You

  • Flexible working options – Make work fit around your life, not the other way around.
  • 25 days holidays as standard plus bank holidays – You can ‘buy’ up to 35hrs of extra holiday too
  • Generous and flexible pension schemes.
  • Volunteering days – Two days of volunteering every year for a cause of your choice (fully paid)
  • Westfield Health membership, offering refunds on medical services alongside our Aviva Digital GP services.

We also offer a wide range of well-being initiatives to encourage positive mental health both in and out of the workplace and to make sure you’re fully supported to work in a way that best suits you. This includes our Flexible by Choice programme which gives our colleagues more choice over how they wish to work subject to role and client requirements.We have recently been ranked in the Best Workplaces for Wellbeing for Large Organisations for 2023!Our responsible business programmes are fundamental to who we are and our purpose. We’re committed to being a diverse and inclusive workplace where our colleagues can flourish, and we have established a number of inclusion network groups across our business to support this aim.Our commitment to Social Responsibility, community investment activity and tackling climate change is a fundamental part of who we are. It’s made up of four strands: Our People, Our Community, Our Environment and Our Pro Bono.Additional InformationAs part of the Irwin Mitchell Group’s on-boarding process all successful applicants are required to complete the group’s employment screening process. This process helps to ensure that all new employees meet our standards in relation to honesty and integrity therefore protecting the interests of the Group, existing employees, clients, partners and other stakeholders.Depending on the role you apply for we may carry out checks that will establish your eligibility to work in the UK, and criminal record check and financial checks ­with a credit reference agency will also be undertaken.The employment screening process will fully comply with Data Protection and other applicable laws.Irwin Mitchell LLP is an equal opportunity employer.We’re proud of our values, and we’re looking for people who share themSub-Department:General Counsel TeamSub-Division:General Counsel TeamCompany:IM LLPWorking Hours:Full TimeVacancy Type:Permanent:FlexibleSalary:£28,000Share this pageVacancy AlertsCreate an alert subscription based on this vacancyLoading© 2024 Irwin Mitchell LLP is Authorised & Regulated by the Solicitors Regulation Authority.

Expected salary

£28000 per year

Location

United Kingdom

Job date

Thu, 04 Jul 2024 04:53:24 GMT

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